Join Our Operations Team! | ABMM Financial

Join Our Operations Team!

Operations Specialist

ABMM Financial is an Independent Marketing Organization (IMO) working in the field of financial services. We specialize in the distribution and implementation of retirement planning programs for public school, municipal and non-profit employees. Additionally, we provide a wide array of financial products and services, including mutual funds, insurance and annuities, college and estate planning and retirement distribution strategies.

The Operations Specialist is a full-time position.
Benefits: 401(k), Health, Dental and Vision

Primary Duties and Responsibilities

This position will primarily manage the regulatory requirements for ABMM as outlined by FINRA. These responsibilities include but are not limited to maintaining books and records for financial advisors. This is a great opportunity to get a thorough introduction to the financial services industry.

Train advisors on operational compliance with their office books and records

Assist with regulatory exams and audit requests

Maintain branch files

Maintain client files

Address day-to-day advisor inquiries

Support department projects and initiatives as necessary

Candidate Qualifications

Highly organized, capable of prioritizing and multi-tasking projects

Strong, professional interpersonal, written and oral communication skills

Proven project management skills

Ability to learn and work in a fast-paced environment with a strong sense of urgency

Must be comfortable working on a team

Candidate Requirements

College degree or higher

One year of experience in financial services with an emphasis on back office operations

Proficient in Excel, PowerPoint, and Word

Industry licenses preferred but not required (Series 6 or 7)

Click Here to submit your resume and apply!

ABMM Financial Contact Info

517 Route 1 South
Suite 4100
Iselin, NJ 08830
P (732) 475-0340
F (732) 391-4284

CONTACT ABMM

ABMM Financial Contact Info
517 Route 1 South
Suite 4100
Iselin, NJ 08830
P (732) 475-0340
F (732) 391-4284

CONTACT ABMM

Securities and Advisory Services offered through
GWN Securities, Inc. a Registered Investment Advisor.
Member FINRA/SIPC. 11440 N Jog Road,
Palm Beach Gardens FL 33418 (561) 472-2700.
ABMM & GWN Securities, Inc. are non-affiliated companies.

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